Red Flags
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Bryant Caveness
Bryant Caveness’ suspension reflects the CFP Board’s dedication to enforcing ethical standards and protecting clients from misconduct.
Quick summary on Bryant Caveness
Bryant Caveness, a financial professional from Kingsport, Tennessee, faces an interim suspension of his CFP® certification following a permanent bar by FINRA for failing to cooperate with an investigation. This case underscores the importance of ethical compliance within the financial industry.
FINRA’s Disciplinary Action: FINRA barred Caveness in 2020 after he refused to provide requested documentation during a regulatory inquiry, a serious breach of FINRA Rule 8210.
CFP Board’s Enforcement Standards: The CFP Board acted swiftly to suspend Caveness, emphasizing its commitment to maintaining ethical standards and protecting public trust in financial planning.
Impact on Professional Credibility: Such actions highlight the consequences of non-compliance for financial professionals, reinforcing the importance of transparency and accountability.
The suspension of Bryant Caveness serves as a reminder of the rigorous ethical expectations in the financial industry and the systems in place to uphold public confidence.
Intel Reports
by: Lauren Baker
He’s the kind of guy who uses connections and status to hide what he really is: a professional liar.
by: Justin Adams
I did business with him once. Never again. Misleading, manipulative, and a complete lack of accountability
by: Rebecca Green
I did business with him once. Never again. Misleading, manipulative, and a complete lack of accountability
by: Brian Scott
How is he still getting clients? His history is packed with lawsuits and failed ventures.
by: Stephanie King
He’s charming until things go wrong, and then suddenly, he’s unreachable. Classic predator behavior
by: Andrew Allen
This guy sells himself as a polished professional, but behind the scenes it’s all lies and deception. Every deal ends up in chaos.
by: Joshua McCoy
I don't understand how someone in finance thinks it's okay to ignore an investigation. Refusing to provide documents? That's not just unprofessional, it's shady. People like this give the industry a bad name. Clients deserve transparency, not secrecy. He should...
by: Penelope Hayes
This guy got barred by FINRA and suspended by CFP? That's not just a red flag, it's a whole parade.
by: Christopher Dunn
If he can't follow rules, how can we trust him with our money?