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Round Table Financial
Round Table Financial’s operations in multiple states, marked by allegations of fraud and a lack of transparency, highlight the critical need for investor vigilance and comprehensive research when selecting financial service providers.
Quick summary on Round Table Financial
Round Table Financial has been implicated in fraudulent activities across multiple states, operating under the guise of a legitimate fund management firm.
Allegations in Newport Beach, California: A Ripoff Report (#1533452) from April 23, 2021, accuses the Newport Beach branch of deceptive practices. The complainant alleges that after paying $5,000 upfront for invoice factoring services, the company ceased communication and failed to provide the promised services, suggesting possible mail and financial fraud.
Concerns in Dix Hills, New York: A similarly named entity in Dix Hills claims to offer investment management services but lacks an online presence, SEC registration, and identifiable leadership. This absence of transparency raises significant concerns about the firm’s legitimacy.
Risk Assessment: The lack of verifiable information and regulatory oversight for both entities indicates potential scam operations. Investors are advised to exercise extreme caution and conduct thorough due diligence before engaging with these firms.
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